Global Enforcement, Cooperation On the Rise
Compliance Week › Vol. 6 Nbr. 70, November 2009
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Summary
In the United States, the Securities and Exchange Commission has new leadership with a mandate to "remake the agency overall, and in particular to make sure the enforcement division is tougher and smarter than perceived to be in the past," said Skadden Partner Colleen Mahoney, noting that chairman Mary Schapiro's enforcement appointments "reflect that new 'get tough' attitude."
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Extract
Global Enforcement, Cooperation On the Rise
U.S. and international regulators and law enforcement agencies are upping their game with increased resources and greater cooperation in response to the global financial crisis, which means corporate compliance departments and counsel may want to do the same.
Questions and criticisms raised by the financial crisis about the pre-existing regulatory regimes in the United States and around the globe have sparked increased e...See the full content of this document
(Copyright 2011)
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